Fri
Aug 21 2009 1:37pm
Identity and Characterization

Who am I? Who are you?

Who is anyone, anyway?

And who gets to define who I am, or who you, or they, or we are? Don’t we get to define ourselves? Or do some believe they have the right to define who we are based on who they want us to be regardless of our own understanding of our identity?

Just what is identity? A single thing? Or a multivariate thing, a thing of diverse diversities, a thing of both intersection and difference?

Are any one of us merely one person with a single specific definitional identity that trumps anything else we might be, or are we, to quote Malian writer Amadou Hampâté Bâ, “a complex being inhabited by a multiplicity of beings in continuous motion”?

How cool is that? Continuous motion! A multiplicity! I can go for that.

We change across time, of course: we grow, we age, we may reproduce, the people with whom we have relationships may change.

But we’re also not definable as any one chief characteristic.

Is the most important thing about me that I am female? That I have white skin? That I grew up in an ethnic household with an immigrant mother, so we ate special food and used foreign words and practiced odd customs? That I write? That I write and read and view sff? That I’m a bit of a jock? That I am a parent? A mother of twins? And a singleton daughter! That I’m Jewish? That I paddle outrigger canoes? That I own a schnauzer? That I’m married? To a cisgendered male? That I have hearing loss? That I voted for (insert secret ballot here)? That I’m an American citizen? That I once (no, never mind, I don’t want to be defined as that).

I would go so far as to say that the only time we are defined as “one specific over-riding identity” is when we are being defined from the outside by people or groups who have a reason to want or need to limit our multiplicity.

So what does this have to do with writing? Or with sff, for that matter? Besides the fact that the words “continuous motion” and “multiplicity” feel very skiffy to me.

What I’m aiming at here is talking about characterization. Who are the characters who inhabit my book, or your book, or the book you’re reading or the film I’m viewing?

Protagonists and, in certain cases, major secondary characters are generally meant to be explored with as much complexity as possible given allowances for the parameters of the plot and the sort of story one is reading or viewing. For the purposes of this post, I will call such characters three-dimensional characters (if done well) or two-dimensional characters (if done less well).

A one-dimensional character is one who has a singular characteristic that defines him/her/it/yeye in the context of the plot.

Sometimes such a character appears in single-dimensional glory out of sheer necessity on the part of the writer: “The guard with the scar slouched into the room.” He’s going to get knocked cold (or killed, or suborned, or tricked) during the breakout attempt, and he has that scar because he must be differentiated from the guard with the sadistic streak who is a total dick who turns out to be on the side of the protagonist despite that and from the guard who reads poetry out loud to entertain the prisoners but is actually an authoritarian true believer ready to kill or be killed for the tyrant. These spear-carriers populate the background of a world, the fleeting red shirts with their moments of life followed by the void of plot inevitability swallowing them whole. Spend too much time interacting with them, make them too complex, and they cease being spear carriers and start developing their own story interwoven with the rest of the narrative and suddenly you find yourself writing the fifth volume of what will turn out to be a seven volume trilogy.

But there’s another kind of character I run across in my viewing and in my reading—and, yes, in my own writing, if I’m not paying attention—who may hold a more important role in the actual narrative (at least in terms of time spent “on screen”) but whose definitional identity remains as singular as if there is only one over-riding characteristic about him/her/it/yeye that matters in defining who they are. This singular identification, in these cases, seems to me to come about not because of plot necessities but because the writer (I include myself) has been unable to unfold the character on the page beyond that singular identity because the writer cannot unfold the character in his/her own mind beyond that singular identity.

I’m sorry to say that I run into this all too often with, for example, depictions of women in epic fantasy. In a five-hundred-word novel spanning great distances and vast conspiracies and the churning disruption of war, are there really only two speaking female roles, both of whom are sex workers of some kind? Or perhaps a mother? Or a sex worker AND a mother? Is the sole important identity of this character that she gave birth to a male character, or is having sex with a male character whose depiction is far more likely to include a multi-variant identity?

How about the black-skinned sidekick, or wise indigenous spiritual guide, whose plot function—to support and assist the main character—matters for the plot function but whose identity is, well, based on a single definitional identity?

While it is not always about race or gender or class or religion—I’ve seen plenty of television shows with, say, the rule-breaking detective or the stalwart working man or the whore with a heart of gold (hmm, maybe that’s got a gendered element or maybe not)—such singular-identity depictions seem to percolate to the surface more frequently in these categories by comparison to more nuanced depictions of characters whose grounding more easily fits into what is often called the dominant cultural paradigm. I don’t want to get into those particular issues here and now; others have spoken far more authoritatively and eloquently on such topics than I can hope to manage.

What’s most striking to me as a reader (and viewer) is how such singly-identified characters turn out to be, well, you know, flat. Uninteresting. Even, dare I say it, unbelievable. Almost, as it were, inhuman. (There are other reasons characters can be flat and uninteresting, but that’s for another discussion.)

It seems to me that when a writer, consciously or unconsciously, writes such singular-identified characters, s/he is only asking “what about this character matters to ME.” The writer is not asking, “what about this character matters to her, or to him?”

It seems to me that a key is whether the writer is seeing such characters from the outside, or from the inside. And I mean really from the inside, from the character’s own perspective of understanding themselves as a person of multiple identities.

Usually there won’t be room to display all of that on the page, but if the writer knows it, has glimpsed it, has acknowledged it, such recognition will lend depth and diversity and dimensionality to any given character’s depiction within the narrative.

15 comments
Francesco Paonessa
1. ErrantKnave
Hmm... That's a lot to go over. It takes a certain amount of awareness of practice for writers to draw out the most from their characters. I guess that's what separates mediocre writers from good writers.
Jason Deshaies
3. darxbane
@1,
I agree to a point, but a writer who draws out the most from his or her characters can still write a bad story.
Brent P. Newhall
4. Brent P. Newhall
On the other hand, one can't populate a story entirely with complex, three-dimensional characters and still move the plot along. There's only so much room for character stuff, and as a reader I frankly don't care about the complex psychological issues of the two thugs with guns who burst through the door.
Brent P. Newhall
5. Juliette Wade
Very interesting discussion. I think you have a good point about not considering characters from their own point of view. I've had to root out problems with characters that came from their being too author-driven and not fully realized in their own internal motivations. I also like to think of cultural and linguistic background, and the details of how characters conceptualize their own relationship to their cultural identity, as useful in making characters stand out as fully three-dimensional.
Jo Walton
6. bluejo
Terrific post.

I was once on a panel on characterisation and cliches with Charles de Lint in which I said the kind of thing you said above about the guards and he responded that he never had characters like that, that every single person that walked into a room in one of his stories was a fully developed character with a complex inner life. I found this astonishing, and still do.
Paul Howard
7. DrakBibliophile
Bluejo, did he say how much the reader saw about each character?

In theory, I can see Charles de Lint's point but does the reader need to know every detail about a character.
Kate Elliott
8. KateElliott
Brent,

Oh, I absolutely agree that many characters (especially in a novel with a large cast of secondary and tertiary characters) will not be dealt with (cannot be dealt with) in any kind of complex psychological manner on the page and within the narrative. But that's not what I'm saying. I'm talking specifically about how the writer can approach them.
Kate Elliott
9. KateElliott
re: deLint.

Jo, that doesn't surprise me at all, given his work. Although I do find it impressive (and astonishing).

Drak: Of course the reader doesn't need to know every detail, not about a character, not about the world, etc. But sometimes I read books where it is clear that the writer hasn't thought past the surface level of his/her own expectations and assumptions about a character because of what I call above a singular identifying factor.

The question of how much needs to be on the page is a different issue, and one writers are always struggling with!
Brent P. Newhall
10. Nicholas Waller
Nitpick: "In a five-hundred-word novel spanning great distances and vast conspiracies" - presumably you meant 500-page (or -chapter, or even -volume...).

As for the hinterlives* of minor characters, Tom Stoppard's Rosencrantz and Guildenstern Are Dead tackles this for a couple of bit parts in Hamlet. Not that I have seen either. A rare concern for the private lives of thugs/redshirts/private army drones casually bumped off in action by the hero was evident, oddly, in one of the Austin Powers movies, where the bereaved families were called at home and informed of the deaths of their loved ones.

*I idly wondered if I'd coined hinterlives, but at least one person beat me to it: http://www.guardian.co.uk/film/2008/aug/31/7
Paul Howard
11. DrakBibliophile
Kate, while this topic is only about characters, I'm sure that deciding what to reveal about the universe that writers create is also hard.
Kate Elliott
12. KateElliott
@10,

five hundred word novel. Right. Yeah, that slipped by me, strangely enough.

I love the word "hinterlives."


@11,
Certainly there are writers (I've been accused of this myself, not unreasonably) who reveal too much detail, especially those who are kind of world-building nerds, if you will, or -- as I like to say -- world-building dorks.
Kate Elliott
13. KateElliott
@5,

I think the phrase "author-driven" is key here, in situations where a writer can't see outside their own expectations for a certain kind of character. This can take place, of course, whether a character has a major or minor role.

There's a point, surely, where an author can step outside his or her own assumptions and try to see the character from with the framework of the character's probable assumptions. The problem, of course, is if the author is so sure of how another person's identities are fixed that s/he writes what s/he has ascribed to them. If that makes sense.
Brent P. Newhall
14. Ian McDonald
I was talking the other day with an animator I work with the da DayJob, who has a fine theory about character creation in modelling. It's like sculpture: there are two approaches: additive and subtractive. You start with a wire frame and add clay, materials, body, face, details. That's additive. Or you start with a solid block and remove everything you don't need, which is subtractive. Both end in the same place, with a real, three dimensional, believable character. I think I tend to use the latter approach: get it all there first and then you can decide what you don't need to make this character solid and real though in truth, I imagine it's a bit of both in everyday life down in the trench warfare of writing: add a bit on, take a bit off. Good way of thinking though.
J Morgan
15. Gaiden
Oddly enough my way is usually to write little fan fictions of my own story. Working out how my character(s) thinks and feels, how if it's relevant they would react to different outcomes of the story and feel out the meat of the plot and how the characters fit into the world in which they live.

It's alot of work but it gives me the ability to keep what is needed and discard what doesn't.

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